- Roll out and coordinate Group and Regional Financial Crime Institutional Risk Assessment exercise.
- Ensure monthly UBO screening and reviews are performed in a timely manner and in accordance to SOP.
- Ensure monthly GFCC Internal Watchlist is updated in a timely manner and in accordance to SOP.
- Have oversight over the data in the internal watchlists to ensure data relevance and accuracy.
- Update internal policies, procedures, manuals or forms to support Group Compliance and related Policies & Procedures.
- Facilitate, update and ensure milestone completion of AML Transformation programmes/charters that have been assigned.
- Provide AML related training to Business Units where required.
- Work with relevant entities and business units to ensure CRS and FATCA compliance and to ensure data/information are adequate and accurate prior to annual submissions to LHDN.
- Provide support to GFCC – Operation team in STR remediation/clearance exercise.
- Support the GFCC management team and stakeholders in meeting CIMB Group’s business and strategic objectives.
- Any other responsibilities/tasks as assigned by the Group Chief Compliance Officer and GFCC management team from time to time.
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