The Regulatory Analyst position at our brokerage firm involves ensuring compliance with financial regulations and standards specific to brokerage operations. This role involves preparing regulatory filings in a timely manner. Strong analytical, attention to detail, and effective communication abilities are essential for success in this role.
· Assist team with daily PAB and Customer Reserve 15c3-3 computations.
· Assist team with daily net capital calculation and monthly FOCUS
· Assist team with preparation of multiple regulatory requirements, such as SSOI, SLS, stress, etc.
· Performs other related duties as assigned.
Requirements
· Bachelor’s degree in finance, Accounting or similar
· Excellent excel skills
· Excellent written and verbal communication skills
· Strong attention to detail
· Ability to work independently and as part of a team
· Ability to prioritize in a time sensitive and multi-tasked environment
· Understanding financial accounting and reporting
· CCFTC daily segregation computation skill is a plus
Benefits
We offer a comprehensive and holistic work experience and package as follows:
- Competitive compensation & benefits
- Fun loving and diverse work environment.
- Business casual work attire everyday.
- Nearby public transport - MRT & LRT Maluri
Please note that only short-listed candidates will be contacted. Thank you.
