Manager, Regulatory Audit

Hong Leong Bank
Kuala Lumpur, Kuala Lumpur
Sepenuh masa
1 hari yang lepas
If you are looking to excel and make a difference, take a closer look at us…
Functional Responsibilities
  • Assist the Head, Regulatory Audit to prepare the Audit Plan and ensure completion of audit assignments per the approved Audit Plan.
  • Provide business value add recommendations by auditing business activities for risk reward optimisation, cost management and challenging existing procedures/process for better efficiency.
  • Ensure engagement with the audit teams and audit clients at all levels to ensure root causes of audit issues are effectively resolved.
  • Provide oversight and support to the internal audit team based in overseas’ subsidiaries.
Managerial Responsibilities
  • Coordinate, plan, supervise and team lead the audits.
  • Assess compliance with the Bank’s guidelines and SOPs, BNM and overseas regulators’ guidelines, laws and regulations and to evaluate the effectiveness of internal controls and efficiency use of the Bank’s resources.
  • Review audit findings and present to the audit clients during exit discussion meeting, obtain appropriate response and to follow-up on any remedial actions to be implemented till resolution of the issues addressed.
  • Prepare and submit draft audit report to Head, Regulatory Audit within the stipulated timeframe.
  • Conduct periodic risk assessment on the audit entities for Head, Regulatory Audit’s review.
  • Prepare the audit budget and manage it in the most efficient manner.
  • Provide coaching and on job training to the team members and, guest auditor(s) participating in the audits, if any.
  • Attend and/or present audit reports to the Audit Committees in Head Office and overseas’ subsidiaries as and when needed.
  • Assist and support the Head, Regulatory Audit in the discharge of the Department’s audit operations.
  • Manage ad hoc assignments and participate in special projects and tasks as and when required.
  • Proactively monitor matters that may affect the effective discharge of the Department’s internal audit function.
About Hong Leong Bank
We are a leading financial institution in Malaysia backed by a century of entrepreneurial heritage. Providing comprehensive financial services guided by a Digital-at-the-Core ethos has earned us industry recognition and accolades for our innovative approach in making banking simpler and more effortless for our customers. Our digital and physical offerings span across a vast nationwide network in Malaysia, strengthened with an expanding regional presence in Singapore, Hong Kong, Vietnam, Cambodia, and China.
We seek to strike a balance between diversity, inclusion and merit to achieve our mission of infusing diversity in thinking and skillsets into our organisation. Candidates are assessed based on merit and potential, in line with our mission to attract and recruit the best talent available. Expanding on our “Digital at the Core” ethos, we are progressively digitising the employee journey and experience to provide a strong foundation for our people to drive life-long learning, achieve their career aspirations and grow talent from within our organisation.
Realise your full potential at Hong Leong Bank by applying now.
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